We provide financial solutions by asking thought provoking questions and then listening closely to your answers so that we can clearly understand what is really important to you.
You will receive quality services from a successful, well-established advisory firm that provides the full spectrum of wealth management services.
Warringal fs was established in 1994 and has grown from a small financial planning practice to a large and successful wealth management advisory firm with 9 staff supporting our clients’ needs.
We provide a complete service that can be tailored to cater to your specific requirements.
We are supported in this by a wide network of technical and financial specialists including respected industry experts, accountants, and solicitors.
The real value to you
Our team provides an ongoing “client first” approach that is central to your objectives, provides peace of mind, clarity and security for you and your family.
We do this by:
Identifying your current & future lifestyle and financial needs
Provide advice that is easy-to-understand
Implement solutions to improve your financial position
Work with you in an ongoing relationship to manage your financial affairs
Work with you to ensure you are on track to achieving your needs
Ensure our experienced team members keep you informed along the way
We are proud to be an approved FPA Professional Practice – the symbol of professional financial planning in our community.
As an FPA Professional Practice we comply with the highest ethical and professional standards set by the Financial Planning Association of Australia.
We have met their strict and rigorous eligibility and ongoing commitment criteria, including having a high proportion of CERTIFIED FINANCIAL PLANNER® practitioners - the highest standard of achievement for financial planners in the world.
General information about our Financial Planning services
Our Financial Services Guide (FSG) sets out the entire range of advice and services that we, as authorised representatives of NICA Group Pty Ltd can provide.
We encourage you to read this document so you are aware of:
our services, the services standards and the process we follow to give you quality financial planning advice
what to do if you’re unhappy with the services you get from us
how we and NICA Group Pty Ltd are paid
our relationships with any external providers.
Our role when providing you with wealth management services
When providing you with wealth management services, our role is to work with you to mutually determine the scope of financial planning services you require. We will gather information from you regarding your personal and financial circumstances in order to make an appropriate recommendation to you regarding your financial planning needs.
We will discuss what information we require with you and what you will need to provide to us prior to receiving our advice and services.
To implement our advice, we will only recommend quality products and services that are suitable for you. We research a broad range of products and services and rates them on their suitability for our clients and their investment quality and/or product features.
Your role and responsibilities
The success of your financial strategy and reaching your goals also depends on you. It is important that you provide us with as much accurate information about you and keep us informed if your circumstances change to ensure our advice remains appropriate to your needs. To allow us to provide appropriate advice, you:
agree to inform us of your relevant personal circumstances, financial situation, objectives and needs.
understand that whilst we will make reasonable enquiries as to your personal circumstances, the responsibility for the accuracy and completeness of the particulars and information gathered rests with you.
acknowledge that should you provide incomplete or inaccurate information as to your personal circumstances, we may not be able to undertake a full analysis of your individual goals, financial situation and particular needs and there is a possibility that any recommendation given to you may not be fully appropriate to your circumstances, especially those that you have not disclosed.
In this circumstance it is your responsibility to carefully assess whether the subsequent recommendations are appropriate for your individual goals, financial situation and particular needs before acting on them and you risk making a financial commitment that may not be appropriate for you.
understand that once you have provided all the necessary information we will analyse and evaluate that information to develop and document our recommendations in a Statement of Advice.
will ask us questions if you need clarification on our advice, and if you accept our recommendations, instruct us in writing to implement the agreed strategies.